Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (17 Jan 2022 to 14 Nov 2024)
- [FCA CF] Functions requiring qualifications (17 Jan 2022 to 14 Nov 2024)
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- CF30 Customer (6 Dec 2010 to 24 Sep 2012)
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- CF21 Investment Adviser (11 Jan 2007 to 15 Aug 2007)
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- CF22 Investment Adviser (Trainee) (26 Apr 2006 to 10 Aug 2006)
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- (2)Employed By (26 Apr 2006 to 10 Aug 2006)
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- CF22 Investment Adviser (Trainee) (30 Aug 2005 to 28 Oct 2005)
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
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- Employed By (1 Dec 2001 to 31 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.