Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Gibb

  IRN AXG00151

  • CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (29 Aug 2003 to 12 Jan 2004)
  • CF7 Sole Trader (AR) (29 Aug 2003 to 31 Oct 2004)
• Alexander Heath Beaman

  IRN AHB00009

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Alexander Hughes

  IRN AXH00029

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Alexander James Cameron

  IRN AJC00098

  • CF21 Investment Adviser (6 Feb 2003 to 1 Nov 2004)
  • CF4 Partner (AR) (25 Apr 2002 to 1 Nov 2004)
  • CF22 Investment Adviser (Trainee) (25 Apr 2002 to 6 Feb 2003)
• Alexander Stewart Mackay

  IRN ASM00010

  • CF1 Director (AR) (21 Jul 2003 to 31 Oct 2004)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Dec 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Alfred Cruickshank Morrison

  IRN ACM00006

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Alison Christine Thomson

  IRN ACT01052

  • CF22 Investment Adviser (Trainee) (9 Jun 2004 to 16 Sep 2005)
• Alison Holmes

  IRN AXH00724

  • [FCA CF] Material risk taker (31 May 2022 to 31 Dec 2022)
  • [FCA CF] Manager of certification employee (13 May 2022 to 17 May 2023)
  • [FCA CF] Significant management (13 May 2022 to 17 May 2023)
• Alison Rennie

  IRN AXR00942

  • [FCA CF] Significant management (since 1 Jan 2024)
  • [FCA CF] Material risk taker (since 19 Oct 2023)
• Alison Sarah Burns

  IRN ASB00013

  • CF16 Significant Mgt (Desgntd Investment Business) (13 Aug 2004 to 1 Aug 2005)

• A .G. Mortgage Services (no longer appointed)

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• Marshall McDowell Ltd (no longer appointed)

  FRN 403142 · Appointed 28 Sep 2004 · Until 31 Oct 2004

• Zenith Mortgages Ltd (no longer appointed)

  FRN 401385 · Appointed 28 Sep 2004 · Until 31 Oct 2004

• Tom Atkins (no longer appointed)

  FRN 403724 · Appointed 8 Sep 2004 · Until 31 Oct 2004

• Campbell Martin Ltd (no longer appointed)

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• Face 2 Face Financial Solutions Ltd (no longer appointed)

  FRN 402343 · Appointed 22 Jul 2004 · Until 31 Oct 2004

• Assured Financial Solutions UK Ltd (no longer appointed)

  FRN 401733 · Appointed 30 Jun 2004 · Until 25 Apr 2005

• Compass Financial Planning Limited (no longer appointed)

  FRN 401672 · Appointed 29 Jun 2004 · Until 31 Oct 2004

• Malcolm James & Partners Estate Agents (no longer appointed)

  FRN 201462 · Appointed 21 Jun 2004 · Until 31 Oct 2004

No changes recorded yet.