Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Erica Thompson

  IRN EXT00057

  • [FCA CF] Significant management (11 Sep 2025 to 3 Oct 2025)
• Ernest Beaton

  IRN EXB00034

  • CF21 Investment Adviser (21 Jan 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (11 Jul 2002 to 21 Jan 2003)
• Eugene Michael Jennings

  IRN EMJ00005

  • CF21 Investment Adviser (27 Aug 2004 to 21 Mar 2005)
  • CF22 Investment Adviser (Trainee) (31 Mar 2004 to 27 Aug 2004)
  • CF4 Partner (AR) (31 Mar 2004 to 2 Apr 2004)
• Evan Craig Waks

  IRN ECW01020

  • CF28 Systems and controls (28 Mar 2013 to 31 Oct 2016)
• Evan Eifion Evans

  IRN EEE00004

  • CF21 Investment Adviser (12 Feb 2004 to 30 Sep 2004)
  • CF22 Investment Adviser (Trainee) (19 May 2003 to 12 Feb 2004)
• Fergus McCarthy

  IRN FXM00095

  • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
• Filomena Cirenza Le Gros

  IRN FXL00008

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Apr 2002)
• Finbar Anthony O'Dwyer

  IRN FAO01002

  • Responsible for Insurance Distribution (17 Apr 2019 to 16 Aug 2019)
  • CF1 Director (8 Nov 2016 to 16 Aug 2019)
  • CF3 Chief Executive (8 Nov 2016 to 16 Aug 2019)
• Fiona Cadger

  IRN FXC00011

  • [FCA CF] Significant management (since 30 Apr 2020)
• Fiona Jayne Dudman

  IRN FXD00049

  • [FCA CF] Material risk taker (21 Jan 2022 to 31 Aug 2024)
  • [FCA CF] Significant management (28 Jul 2021 to 31 Aug 2024)
  • [FCA CF] Manager of certification employee (28 Jul 2021 to 4 Apr 2023)

• A .G. Mortgage Services (no longer appointed)

  FRN 409780 · Appointed 20 Oct 2004 · Until 31 Oct 2004

• Plan & Prosper Financial Services (no longer appointed)

  FRN 409183 · Appointed 11 Oct 2004 · Until 31 Oct 2004

• Marshall McDowell Ltd (no longer appointed)

  FRN 403142 · Appointed 28 Sep 2004 · Until 31 Oct 2004

• Zenith Mortgages Ltd (no longer appointed)

  FRN 401385 · Appointed 28 Sep 2004 · Until 31 Oct 2004

• Tom Atkins (no longer appointed)

  FRN 403724 · Appointed 8 Sep 2004 · Until 31 Oct 2004

• Campbell Martin Ltd (no longer appointed)

  FRN 402675 · Appointed 9 Aug 2004 · Until 3 Sep 2005

• Face 2 Face Financial Solutions Ltd (no longer appointed)

  FRN 402343 · Appointed 22 Jul 2004 · Until 31 Oct 2004

• Assured Financial Solutions UK Ltd (no longer appointed)

  FRN 401733 · Appointed 30 Jun 2004 · Until 25 Apr 2005

• Compass Financial Planning Limited (no longer appointed)

  FRN 401672 · Appointed 29 Jun 2004 · Until 31 Oct 2004

• Malcolm James & Partners Estate Agents (no longer appointed)

  FRN 201462 · Appointed 21 Jun 2004 · Until 31 Oct 2004

No changes recorded yet.