Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2009)
- CF7 Sole Trader (AR) (15 Dec 2005 to 31 Jan 2007)
- CF4 Partner (AR) (26 Jul 2005 to 15 Dec 2005)
- CF21 Investment Adviser (25 Feb 2005 to 31 Oct 2007)
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- CF7 Sole Trader (AR) (22 Dec 2004 to 21 Mar 2005)
- CF21 Investment Adviser (27 Aug 2004 to 21 Mar 2005)
- CF4 Partner (AR) (31 Mar 2004 to 2 Apr 2004)
- CF22 Investment Adviser (Trainee) (31 Mar 2004 to 27 Aug 2004)
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- CF21 Investment Adviser (27 Aug 2004 to 21 Mar 2005)
- CF4 Partner (AR) (31 Mar 2004 to 2 Apr 2004)
- CF22 Investment Adviser (Trainee) (31 Mar 2004 to 27 Aug 2004)
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- (7)Employed By (31 Mar 2004 to 14 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Eugene Jennings
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controlled function added: (7)Employed By at Eugene Jennings