Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Baldev Raj Gaddu

  IRN BRG00005

  • CF21 Investment Adviser (29 Sep 2003 to 31 Dec 2004)
  • CF22 Investment Adviser (Trainee) (3 Apr 2003 to 29 Sep 2003)
• Barbara Ann Reilly

  IRN BAR01020

  • CF1 Director (1 Dec 2001 to 31 Dec 2005)
• Barrie Thornley

  IRN BXT00024

  • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2005)
• Barry Cockburn

  IRN BXC00030

  • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
• Barry Douglas Cook

  IRN BDC00008

  • CF22 Investment Adviser (Trainee) (11 Feb 2004 to 20 Jun 2005)
• Barry James Kane

  IRN BXK08640

  • SMF4 Chief Risk (27 Sep 2023 to 26 Apr 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 21 Mar 2025)
  • CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
• Barry James Magill

  IRN BJM01226

  • CF11 Money Laundering Reporting (4 Apr 2018 to 3 Sep 2018)
• Barry John Edward Mathews

  IRN BJM01136

  • CF4 Partner (AR) (8 Mar 2004 to 31 Oct 2004)
• Barry John Willis

  IRN BJW00025

  • CF21 Investment Adviser (9 May 2002 to 23 Sep 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 May 2002)
• Barry Martin Boreham

  IRN BMB00003

  • CF1 Director (AR) (23 Jan 2004 to 31 Oct 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)

• David Collier & Partners (no longer appointed)

  FRN 214486 · Appointed 1 Dec 2001 · Until 17 Feb 2003

• Beacon Financial Services (SW) Ltd (no longer appointed)

  FRN 214480 · Appointed 1 Dec 2001 · Until 31 Oct 2004

• Moneywise Financial Management (no longer appointed)

  FRN 214492 · Appointed 1 Dec 2001 · Until 18 Feb 2003

• Agency Mortgage Services (no longer appointed)

  FRN 193590 · Appointed 1 Dec 2001 · Until 18 Jul 2002

• Colin Usherwood (no longer appointed)

  FRN 214484 · Appointed 1 Dec 2001 · Until 31 Oct 2004

• Cobalt Asset Management LLP (no longer appointed)

  FRN 214681 · Appointed 1 Dec 2001 · Until 21 Jan 2003

• Iain Andrews Estate Agents (no longer appointed)

  FRN 214489 · Appointed 1 Dec 2001 · Until 17 Feb 2003

• McCormick Financial Consultancy Ltd (no longer appointed)

  FRN 214491 · Appointed 1 Dec 2001 · Until 31 Oct 2004

• Sweeney Fyrth Partnership (no longer appointed)

  FRN 214493 · Appointed 1 Dec 2001 · Until 30 Nov 2002

• Charles Harding Financial Services (no longer appointed)

  FRN 214483 · Appointed 1 Dec 2001 · Until 31 Oct 2004

No changes recorded yet.