Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert William Hodges

  IRN RWH00026

  • CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)
• Robert William Lucas

  IRN RWL00015

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Robert William Rowland

  IRN RWR00013

  • CF22 Investment Adviser (Trainee) (4 Sep 2003 to 4 Sep 2003)
• Roberta Anne Howieson

  IRN RAH01213

  • CF22 Investment Adviser (Trainee) (28 Sep 2004 to 31 Oct 2004)
  • CF1 Director (AR) (28 Sep 2004 to 31 Oct 2004)
• Robin Antony Gibson

  IRN RAG00018

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Robin Mark Burrows

  IRN RMB00029

  • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
• Robin Pearson

  IRN RAP00049

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Dec 2001)
• Robin Sainty

  IRN RXS00075

  • CF21 Investment Adviser (1 Dec 2001 to 16 Sep 2002)
  • CF1 Director (AR) (1 Dec 2001 to 16 Sep 2002)
• Robin Smith

  IRN RDS01117

  • CF29 Significant management (25 Mar 2009 to 15 Sep 2010)
• Roddy David McFarlane

  IRN RDM01100

  • CF21 Investment Adviser (22 Apr 2004 to 31 Oct 2004)
  • CF1 Director (AR) (6 Nov 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (6 Nov 2003 to 22 Apr 2004)

• Countryside Financial Solutions (no longer appointed)

  FRN 222003 · Appointed 14 Jan 2003 · Until 2 Sep 2004

• AS Financial Services (no longer appointed)

  FRN 221952 · Appointed 13 Jan 2003 · Until 12 Nov 2003

• MA Crockett & AK Dawe (no longer appointed)

  FRN 221838 · Appointed 9 Jan 2003 · Until 31 Oct 2004

• SHL Insurance Services (no longer appointed)

  FRN 221759 · Appointed 7 Jan 2003 · Until 31 Oct 2004

• Qunatum 3 Financial Services (no longer appointed)

  FRN 221490 · Appointed 20 Dec 2002 · Until 20 Dec 2002

• Henley Financial Services (no longer appointed)

  FRN 221418 · Appointed 17 Dec 2002 · Until 1 Oct 2004

• North Star Financial Solutions Ltd (no longer appointed)

  FRN 221399 · Appointed 16 Dec 2002 · Until 1 Aug 2005

• Barker Lewis Associates (no longer appointed)

  FRN 221403 · Appointed 16 Dec 2002 · Until 31 Oct 2004

• White Rose Consultancy (no longer appointed)

  FRN 221371 · Appointed 13 Dec 2002 · Until 31 Oct 2004

• Chambers Financial Services (no longer appointed)

  FRN 221369 · Appointed 13 Dec 2002 · Until 16 Aug 2005

No changes recorded yet.