Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 23 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Aug 2023)
  • Mortgage Connect (N.I) Ltd (no longer approved here)

    FRN 915845

    • [FCA CF] Functions requiring qualifications (11 Aug 2023 to 3 Oct 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 May 2008 to 28 Jul 2008)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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