Elevate Portfolio Services Limited

Date authorised
1 April 2013
Companies House
01128611
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Broadway Park
    South Gyle Broadway
    Edinburgh
    Midlothian
    EH12 9JQ
    UNITED KINGDOM
    Phone
    +441313727298
    Web
    https://www.aberdeenadviser.com

  • Complaints Contact

    Elevate
    PO Box 6877
    Basingstoke
    RG24 4RT
    UNITED KINGDOM
    Phone
    +443456002399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Trades With You Directly

    For Retail (Investment), Personal pension scheme

    Show 3 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Ernest Bellamy

    IRN REB00021

    • (1071)CF21 Investment Adviser (11 May 2005 to 26 Sep 2005)
    • (1070)CF22 Investment Adviser (Trainee) (26 Jan 2004 to 11 May 2005)
    • (1072)CF1 Director (AR) (26 Jan 2004 to 31 Oct 2004)
  • Richard Faulkner

    IRN RJF00014

    • (1586)CF1 Director (AR) (2 Jul 2003 to 31 Oct 2004)
    • (1585)CF7 Sole Trader (AR) (1 Dec 2001 to 2 Jul 2003)
    • (1584)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Richard Fred Dixon

    IRN RFD00006

    • (2209)CF21 Investment Adviser (15 Aug 2003 to 31 Oct 2004)
    • (2208)CF22 Investment Adviser (Trainee) (28 Oct 2002 to 15 Aug 2003)
    • (2210)CF1 Director (AR) (28 Oct 2002 to 31 Oct 2004)
  • Richard Fuller

    IRN RLF00006

    • (2091)CF21 Investment Adviser (30 Jun 2004 to 10 Mar 2005)
    • (2090)CF22 Investment Adviser (Trainee) (20 Oct 2003 to 30 Jun 2004)
    • (2092)CF1 Director (AR) (20 Oct 2003 to 10 Mar 2005)
  • Richard Gerard Caldwell

    IRN RGC00019

    • (531)CF21 Investment Adviser (1 Dec 2003 to 31 Oct 2004)
    • (530)CF22 Investment Adviser (Trainee) (8 May 2003 to 1 Dec 2003)
  • Richard Gilles Evans

    IRN RGE01024

    • (1760)CF21 Investment Adviser (20 Jan 2004 to 31 Oct 2004)
    • (1759)CF22 Investment Adviser (Trainee) (7 Mar 2003 to 20 Jan 2004)
  • Richard Hanlon

    IRN RXH00213

    • (745)CF21 Investment Adviser (15 Jun 2004 to 7 Jan 2005)
    • (744)CF22 Investment Adviser (Trainee) (1 Mar 2004 to 15 Jun 2004)
  • Richard James Wakem

    IRN RJW00007

    • (1213)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Richard John Clayton

    IRN RJC00068

    • (736)CF21 Investment Adviser (12 Nov 2003 to 15 Aug 2005)
    • (737)CF1 Director (AR) (6 May 2003 to 31 Oct 2004)
    • (735)CF22 Investment Adviser (Trainee) (6 May 2003 to 12 Nov 2003)
  • Richard John Hill

    IRN RJH00081

    • (1970)CF1 Director (AR) (31 Oct 2003 to 24 Feb 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (8)[FCA CF] Significant management

  2. controlled function added: (7)[FCA CF] Significant management

  3. controlled function added: (6)[FCA CF] Significant management

  4. controlled function added: (5)[FCA CF] Significant management

  5. controlled function added: (4)[FCA CF] Manager of certification employee

  6. controlled function added: (3)[FCA CF] Significant management

  7. controlled function added: (2)[FCA CF] Significant management

  8. controlled function added: (1)[FCA CF] Significant management

  9. controlled function added: (2231)CF1 Director

  10. controlled function added: (2230)CF4 Partner (AR)

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