Elevate Portfolio Services Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
1 Broadway ParkSouth Gyle BroadwayEdinburghMidlothianEH12 9JQUNITED KINGDOM- Phone
- +441313727298
-
Complaints Contact
ElevatePO Box 6877BasingstokeRG24 4RTUNITED KINGDOM- Phone
- +443456002399
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
-
Trades With You Directly
For Retail (Investment), Personal pension scheme
Show 3 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Runs Personal Pensions
For Personal pension scheme
-
Investment Setup
For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Holds Your Assets
For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Robert William Frederick Yates
IRN RWY01008
- (565)CF1 Director (AR) (1 Dec 2001 to 1 Feb 2004)
-
Robert William Hodges
IRN RWH00026
- (42)CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)
-
Robert William Lucas
IRN RWL00015
- (139)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
-
Robert William Rowland
IRN RWR00013
- (236)CF22 Investment Adviser (Trainee) (4 Sep 2003 to 4 Sep 2003)
-
Roberta Anne Howieson
IRN RAH01213
- (1535)CF1 Director (AR) (28 Sep 2004 to 31 Oct 2004)
- (1534)CF22 Investment Adviser (Trainee) (28 Sep 2004 to 31 Oct 2004)
-
Robin Antony Gibson
IRN RAG00018
- (823)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
-
Robin Mark Burrows
IRN RMB00029
- (1995)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
-
Robin Pearson
IRN RAP00049
- (1275)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Dec 2001)
-
Robin Sainty
IRN RXS00075
- (376)CF21 Investment Adviser (1 Dec 2001 to 16 Sep 2002)
- (377)CF1 Director (AR) (1 Dec 2001 to 16 Sep 2002)
-
Robin Smith
IRN RDS01117
- (1269)CF29 Significant management (25 Mar 2009 to 15 Sep 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Ripley Financial Services (no longer appointed)
FRN 187552 · Appointed 3 Mar 1998 · Until 31 Oct 2004
-
Morgan Stone Associates Limited (no longer appointed)
FRN 187805 · Appointed 20 Feb 1998 · Until 31 Oct 2004
-
MAS Insurance Services Ltd (no longer appointed)
FRN 187869 · Appointed 12 Feb 1998 · Until 31 Oct 2004
-
Hatch Finanical Services Ltd (no longer appointed)
FRN 201103 · Appointed 5 Jan 1998 · Until 16 Sep 2002
-
Luscombe Maye Hands Hughes (no longer appointed)
FRN 201075 · Appointed 19 Dec 1997 · Until 31 Oct 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (58)SMF16 Compliance Oversight
-
controlled function added: (57)SMF17 Money Laundering Reporting Officer (MLRO)
-
controlled function added: (56)SMF18 Other Overall Responsibility
-
controlled function added: (55)SMF2 Chief Finance
-
controlled function added: (54)SMF3 Executive Director
-
controlled function added: (53)SMF7 Group Entity Senior Manager
-
controlled function added: (52)SMF7 Group Entity Senior Manager
-
controlled function added: (51)SMF18 Other Overall Responsibility
-
controlled function added: (50)SMF9 Chair of the Governing Body
-
controlled function added: (49)SMF12 Chair of the Remuneration Committee