Elevate Portfolio Services Limited

Date authorised
1 April 2013
Companies House
01128611
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Broadway Park
    South Gyle Broadway
    Edinburgh
    Midlothian
    EH12 9JQ
    UNITED KINGDOM
    Phone
    +441313727298
    Web
    https://www.aberdeenadviser.com

  • Complaints Contact

    Elevate
    PO Box 6877
    Basingstoke
    RG24 4RT
    UNITED KINGDOM
    Phone
    +443456002399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Trades With You Directly

    For Retail (Investment), Personal pension scheme

    Show 3 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Neil Sanders

    IRN SNS00002

    • (1116)CF21 Investment Adviser (1 Dec 2001 to 26 Jan 2019)
  • Stephen Owen

    IRN SXO00151

    • (1757)[FCA CF] Significant management (1 Mar 2022 to 4 Jul 2022)
    • (1756)[FCA CF] Material risk taker (1 Mar 2022 to 4 Jul 2022)
  • Stephen Paul King

    IRN SPK00023

    • (380)CF21 Investment Adviser (1 Dec 2001 to 2 Mar 2002)
  • Stephen Richard Edwards

    IRN SRE01010

    • (754)Responsible for Insurance Mediation (6 Jul 2005 to 31 Dec 2009)
    • (756)CF1 Director (24 May 2004 to 31 Dec 2009)
    • (755)CF16 Significant Mgt (Desgntd Investment Business) (8 Apr 2004 to 24 May 2004)
  • Stephen Robert Grant

    IRN SXG00081

    • (125)CF21 Investment Adviser (30 Jan 2004 to 13 May 2005)
    • (124)CF22 Investment Adviser (Trainee) (30 Sep 2003 to 30 Jan 2004)
    • (126)CF1 Director (AR) (30 Sep 2003 to 31 Oct 2004)
  • Stephen Terence Chiles

    IRN STC00010

    • (1568)CF21 Investment Adviser (20 May 2002 to 31 Oct 2004)
    • (1567)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)
  • Stephen Thomas McDowell

    IRN STM00022

    • (792)CF22 Investment Adviser (Trainee) (2 Sep 2004 to 5 Aug 2005)
    • (793)CF1 Director (AR) (2 Sep 2004 to 4 Aug 2005)
  • Stephen Whalen

    IRN SXW00134

    • (1577)CF21 Investment Adviser (1 Oct 2003 to 13 Jul 2005)
    • (1576)CF22 Investment Adviser (Trainee) (19 May 2003 to 1 Oct 2003)
  • Stephen Whitehead

    IRN SXW77558

    • (1245)SMF7 Group Entity Senior Manager (12 Jan 2022 to 31 Mar 2023)
  • Stephen William Barrett

    IRN SWB00001

    • (803)CF1 Director (AR) (1 Dec 2001 to 16 Sep 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (58)SMF16 Compliance Oversight

  2. controlled function added: (57)SMF17 Money Laundering Reporting Officer (MLRO)

  3. controlled function added: (56)SMF18 Other Overall Responsibility

  4. controlled function added: (55)SMF2 Chief Finance

  5. controlled function added: (54)SMF3 Executive Director

  6. controlled function added: (53)SMF7 Group Entity Senior Manager

  7. controlled function added: (52)SMF7 Group Entity Senior Manager

  8. controlled function added: (51)SMF18 Other Overall Responsibility

  9. controlled function added: (50)SMF9 Chair of the Governing Body

  10. controlled function added: (49)SMF12 Chair of the Remuneration Committee

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