Date authorised
1 March 2016
Companies House
09601428
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181
  • Complaints Contact

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mathieu Daniel Marcel RECAYTE

    IRN MDR01125

    • [FCA CF] Material risk taker (2 May 2023 to 31 Dec 2025)
    • [FCA CF] Client dealing (15 Feb 2023 to 31 Dec 2025)
  • Matthew Gojkovich

    IRN MXG02428

    • [FCA CF] Client dealing (16 Nov 2020 to 28 Apr 2024)
  • Matthew James Haigh

    IRN MJH01419

    • [FCA CF] Material risk taker (2 May 2023 to 11 Dec 2024)
    • [FCA CF] Client dealing (15 Jun 2022 to 11 Dec 2024)
  • Matthew Lewis Barnett

    IRN MLB01048

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2021)
    • CF30 Customer (5 Aug 2019 to 8 Dec 2019)
  • Matthieu Nicolle

    IRN MXN32291

    • [FCA CF] Client dealing (6 Dec 2021 to 2 Oct 2024)
  • Mehmet Adil Tezgul

    IRN MAT01177

    • [FCA CF] Client dealing (8 Jun 2020 to 15 Jul 2020)
    • CF30 Customer (28 Feb 2018 to 28 Feb 2018)
  • Mehul Vyas

    IRN MXV01427

    • [FCA CF] Client dealing (28 Mar 2022 to 7 Feb 2025)
  • Michael John Ginnelly

    IRN MJG01398

    • SMF16 Compliance Oversight (21 May 2021 to 25 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (21 May 2021 to 25 Sep 2021)
  • Mohand-Said Ladaoui

    IRN LXM01945

    • [FCA CF] Client dealing (10 Feb 2020 to 28 Sep 2021)
  • Mukesh Murarka

    IRN MXM01834

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (5 Nov 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.