EFG Asset Management (UK) Limited

• Principal Place of Business

  116 Park Street

  London

  W1K 6AP

  UNITED KINGDOM

  Phone

  +4402074919111

  Web

  https://www.efginternational.com

• Complaints Contact

  116 Park Street

  London

  W1K 6AP

  UNITED KINGDOM

  Phone

  +4402074123824

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charlotte Miranda Ryland

  IRN CMR01044

  • CF30 Customer (13 Feb 2015 to 12 Feb 2016)
• Christopher James Girven

  IRN CJG01176

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Aug 2013 to 8 Dec 2019)
• Christopher Wing-Kai Chan

  IRN CWC01038

  • CF30 Customer (8 Jun 2016 to 31 Jan 2017)
• Connor Cassidy

  IRN CXC00257

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
• Daniel Charles Murray

  IRN DCM01063

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2021)
  • CF1 Director (4 May 2011 to 1 Jun 2016)
  • CF30 Customer (4 May 2011 to 8 Dec 2019)
• Derek Collins

  IRN DXC00915

  • [FCA CF] Material risk taker (since 5 Aug 2025)
• Eliana Maria Velasquez Giraldo

  IRN EMV01014

  • CF30 Customer (4 May 2011 to 4 May 2011)
• Elli Kashanchi

  IRN EXK01028

  • CF30 Customer (4 May 2011 to 27 May 2016)
• Emanuele Quaglia

  IRN EXQ01014

  • [FCA CF] Client dealing (15 Sep 2021 to 20 May 2025)
• Emmi Maaria Palviainen

  IRN EMP01045

  • CF30 Customer (21 Mar 2014 to 22 Sep 2016)

No changes recorded yet.