Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Asset Management (UK) Limited (no longer approved here)

    FRN 536771

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2021)
    • CF1 Director (4 May 2011 to 1 Jun 2016)
    • CF30 Customer (4 May 2011 to 8 Dec 2019)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF30 Customer (26 Oct 2010 to 30 Dec 2014)
    • CF27 Investment Management (1 Jan 2007 to 3 Aug 2007)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF27 Investment Management (1 Dec 2001 to 6 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.