Eden Rock Capital Management LLP

Date authorised
1 April 2013
Companies House
OC309830
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Derby St
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +4402070791600
    Web
    https://www.edenrockgroup.com

  • Complaints Contact

    6 Derby St
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +4402070791600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Gervais

    IRN DXG01565

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (16 Feb 2010 to 8 Dec 2019)
  • David John Higgins

    IRN DJH01249

    • SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
    • CF4 Partner (17 Apr 2009 to 8 Dec 2019)
  • Dipak Mahendra Lalsodagar

    IRN DML01056

    • CF10 Compliance Oversight (8 Feb 2008 to 23 Aug 2013)
    • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2008)
    • CF13 Finance (15 Aug 2005 to 31 Oct 2007)
  • Dominic Simon Rupert Ward

    IRN DSW01082

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2023)
    • CF30 Customer (21 Feb 2017 to 8 Dec 2019)
  • Edward Marcus Johnston Horner

    IRN EMH01017

    • SMF16 Compliance Oversight (since 24 Nov 2022)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Aug 2005 to 1 Jan 2008)
    • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
    • CF4 Partner (15 Aug 2005 to 8 Dec 2019)
  • Emily Jane Furzer

    IRN EJF01046

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (16 Jan 2006 to 31 Oct 2007)
  • Fabio Morandi

    IRN FMM01028

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2022)
    • CF10 Compliance Oversight (23 Aug 2018 to 8 Dec 2019)
    • CF4 Partner (31 Jan 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Nov 2006 to 31 Oct 2007)
  • Frederick William Kelly

    IRN FXK00040

    • CF1 Director (AR) (since 25 Nov 2023)
    • CF30 Customer (since 11 Jun 2021)
  • Gareth Henry

    IRN GJH01149

    • CF1 Director (AR) (9 Jan 2024 to 13 May 2025)
    • CF30 Customer (9 Jan 2024 to 13 May 2025)
  • George Mark O'Dowd

    IRN GMO01019

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF4 Partner (18 Jun 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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