Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2022)
    • CF10 Compliance Oversight (23 Aug 2018 to 8 Dec 2019)
    • CF4 Partner (31 Jan 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Nov 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (24 Jan 2005 to 20 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.