Date authorised
1 April 2013
Companies House
OC309830
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Derby St
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +4402070791600
  • Complaints Contact

    6 Derby St
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +4402070791600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan David Moore

    IRN ADM01074

    • CF4 Partner (15 Aug 2005 to 1 Apr 2007)
    • CF21 Investment Adviser (15 Aug 2005 to 1 Apr 2007)
  • Alan James Knowles

    IRN AJK01151

    • CF28 Systems and controls (8 Feb 2008 to 13 Sep 2008)
  • Alexander Thomas John

    IRN ATJ01030

    • CF30 Customer (since 11 Mar 2025)
    • CF4 Partner (AR) (since 11 Mar 2025)
  • Andrew John Kinsey-Quick

    IRN AJK01107

    • CF30 Customer (1 Nov 2007 to 27 Oct 2008)
    • CF4 Partner (9 Mar 2006 to 27 Oct 2008)
    • CF21 Investment Adviser (12 Jan 2006 to 31 Oct 2007)
  • Andrew William Speirs

    IRN AWS01042

    • CF30 Customer (1 May 2020 to 1 Feb 2021)
    • CF1 Director (AR) (1 May 2020 to 1 Feb 2021)
  • Britt Lintner

    IRN BEL01011

    • CF30 Customer (since 1 Nov 2024)
    • CF1 Director (AR) (since 1 Nov 2024)
    • [FCA CF] Client dealing (11 Sep 2024 to 14 Jul 2025)
  • Charlotte Samantha Burkeman

    IRN CSB01045

    • CF30 Customer (since 1 Nov 2024)
    • CF1 Director (AR) (since 1 Nov 2024)
    • [FCA CF] Client dealing (11 Sep 2024 to 14 Jul 2025)
  • Christopher Robert Hall

    IRN CRH01133

    • CF4 Partner (AR) (since 17 Nov 2025)
    • CF30 Customer (since 17 Nov 2025)
    • [FCA CF] Client dealing (29 Aug 2025 to 1 Apr 2026)
    • CF30 Customer (12 May 2020 to 31 Dec 2022)
    • CF1 Director (AR) (12 May 2020 to 31 Dec 2022)
  • Cutler Cochran Trowbridge Cook

    IRN CCC01079

    • CF4 Partner (AR) (since 14 Sep 2020)
    • CF30 Customer (since 14 Sep 2020)
  • Daniel Nolan

    IRN DXN01241

    • CF30 Customer (since 28 Jul 2023)
    • CF4 Partner (AR) (since 28 Jul 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.