Daniel Nolan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Eden Rock Capital Management LLP
FRN 432999
- CF30 Customer (since 28 Jul 2023)
- CF4 Partner (AR) (since 28 Jul 2023)
Warana Structured Solutions (UK) LLP
FRN 1000360
- Employed By (since 28 Jul 2023)
Tradition (UK) Limited (no longer approved here)
FRN 139200
- [FCA CF] Client dealing (14 Sep 2020 to 31 May 2023)
- [FCA CF] Manager of certification employee (14 Sep 2020 to 31 May 2023)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- SMF3 Executive Director (9 Dec 2019 to 12 Jun 2020)
- CF1 Director (11 Sep 2019 to 8 Dec 2019)
- CF30 Customer (5 Jan 2018 to 8 Dec 2019)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF30 Customer (12 Nov 2013 to 30 Sep 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.