ECI Partners LLP

• Principal Place of Business

  E C I Partners

  Shell Mex House

  80 Strand

  London

  Westminster

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +442076061000

  Web

  https://www.ecipartners.com

• Complaints Contact

  E C I Partners

  Shell Mex House

  80 Strand

  London

  Westminster

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +442076061000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Kenneth John Lindsay

  IRN KJL01040

  • CF30 Customer (1 Nov 2007 to 11 Sep 2015)
  • CF4 Partner (29 Nov 2002 to 6 Dec 2019)
  • CF10 Compliance Oversight (29 Nov 2002 to 14 May 2007)
  • CF11 Money Laundering Reporting (29 Nov 2002 to 14 May 2007)
  • CF27 Investment Management (29 Nov 2002 to 31 Oct 2007)
• Kenneth William Landsberg

  IRN KWL01008

  • SMF27 Partner (9 Dec 2019 to 1 Oct 2020)
  • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
  • CF3 Chief Executive (29 Nov 2002 to 1 Jul 2013)
  • CF8 Apportionment and Oversight (29 Nov 2002 to 31 Mar 2009)
  • CF4 Partner (29 Nov 2002 to 8 Dec 2019)
  • CF27 Investment Management (17 May 2002 to 31 Oct 2007)
• Mark Daniel Keeley

  IRN MDK01042

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2025)
  • CF4 Partner (20 Sep 2011 to 6 Dec 2019)
  • CF30 Customer (20 Sep 2011 to 6 Dec 2019)
• Nicholas Booth

  IRN NXB01174

  • CF27 Investment Management (29 Nov 2002 to 28 Feb 2003)
• Paul McCreadie

  IRN PXM02204

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 Sep 2011 to 6 Dec 2019)
  • CF4 Partner (8 Sep 2011 to 6 Dec 2019)
• Paul Scott Thomas

  IRN PST01029

  • CF4 Partner (29 Nov 2002 to 12 Jul 2013)
  • CF27 Investment Management (29 Nov 2002 to 28 Feb 2003)
• Philip Shuttleworth

  IRN PXS01481

  • [FCA CF] Client dealing (23 Nov 2021 to 1 Feb 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2025)
  • SMF27 Partner (9 Dec 2019 to 1 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2025)
  • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (9 May 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (9 May 2007 to 8 Dec 2019)
  • CF4 Partner (29 Nov 2002 to 8 Dec 2019)
• Richard Antony Chapman

  IRN RAC01132

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2024)
  • CF4 Partner (28 May 2008 to 6 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 6 Dec 2019)
  • CF27 Investment Management (29 Nov 2002 to 31 Oct 2007)
• Richard Pearce

  IRN RXP00629

  • [FCA CF] Client dealing (since 27 Aug 2024)
• Rory Nath

  IRN RXN00256

  • [FCA CF] Client dealing (since 24 Jan 2025)

No changes recorded yet.