EBS Pensions Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +441204803500

  Web

  https://www.embarkpensions.co.uk

• Complaints Contact

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +441163668681

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Life Policy

  Show 1 limitation Hide limitations

  • · The firm is limited to Arranging deals in investments in the rights under the personal pension scheme(s) that it operates.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Life Policy

  Show 1 limitation Hide limitations

  • · The firm is limited to making arrangements in investments in the rights under the personal pension scheme(s) that it operates.

• Kay Samantha Smith

  IRN KXS33472

  • [FCA CF] Significant management (31 Jan 2021 to 6 Sep 2022)
• Kenneth Robert Gofton-Salmond

  IRN KRG01017

  • CF30 Customer (1 Nov 2007 to 8 Feb 2010)
  • CF21 Investment Adviser (28 Aug 2003 to 31 Oct 2007)
• Kevin Doran

  IRN KXD01102

  • [FCA CF] Material risk taker (2 Sep 2024 to 27 Mar 2026)
• Kevin John Whitmore

  IRN KJW01140

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2022)
  • CF11 Money Laundering Reporting (22 Jun 2017 to 8 Dec 2019)
• Kirstine Ann Cooper

  IRN KAC01088

  • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
• Kirsty Bennett

  IRN KXB00236

  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 4 Jan 2022)
• Komal Patel

  IRN KXP00163

  • [FCA CF] Significant management (31 Jan 2021 to 31 Dec 2023)
• Kwaku Osafo

  IRN KXO00074

  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jul 2024 to 10 Mar 2026)
• Lee John Barefoot

  IRN LXB00252

  • [FCA CF] Significant management (31 Jan 2021 to 22 Jul 2022)
  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 22 Jul 2022)
  • [FCA CF] Manager of certification employee (31 Jan 2021 to 22 Jul 2022)
• Lindsay Ross Ballantyne

  IRN LRB01058

  • CF10 Compliance Oversight (22 Jun 2017 to 9 Apr 2019)

No changes recorded yet.