EB ASSOCIATES GROUP LIMITED

Date authorised
1 February 2016
Companies House
08093318
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Edward Bond Associates
    One Canada Square
    Canary Wharf
    London
    E14 5AB
    UNITED KINGDOM
    Phone
    +443453074077
    Web
    https://www.edwardbond.co.uk

  • Complaints Contact

    Edward Bond Associates
    Howbury House
    Thames Road
    Dartford
    Kent
    DA1 4RQ
    UNITED KINGDOM
    Phone
    +443453074077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Lart

    IRN SXL02211

    • CF30 Customer (19 Dec 2017 to 22 Jun 2018)
  • Stephen William Boys

    IRN SWB01079

    • CF30 Customer (20 Mar 2017 to 22 Aug 2018)
  • Sue Daie Hoang

    IRN SDH01139

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2020)
    • [FCA CF] Significant management (since 10 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Jan 2018)
    • Responsible for Insurance Mediation (1 Feb 2016 to 30 Sep 2018)
    • CF1 Director (1 Feb 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2016 to 18 Oct 2018)
    • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2016 to 18 Oct 2018)
  • Sukhdeep Singh Sahota

    IRN SXS04998

    • CF30 Customer (29 May 2019 to 5 Jun 2019)
  • Timothy Richard Read

    IRN TRR01007

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 25 May 2023)
    • CF30 Customer (22 Mar 2018 to 8 Dec 2019)
  • Tinashe Shephard Masara

    IRN TSM01058

    • CF30 Customer (18 Feb 2016 to 21 Mar 2016)
  • Yogesh Nakarja

    IRN YXN01095

    • CF30 Customer (19 May 2018 to 12 Jul 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.