Sue Daie Hoang

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EB ASSOCIATES GROUP LIMITED

    FRN 707424

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2020)
    • [FCA CF] Significant management (since 10 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Jan 2018)
    • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2016 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 Feb 2016 to 18 Oct 2018)
    • CF10 Compliance Oversight (1 Feb 2016 to 18 Oct 2018)
    • CF1 Director (1 Feb 2016 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (21 Feb 2023 to 25 Feb 2025)
    • [FCA CF] Client dealing (21 Feb 2023 to 25 Feb 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (20 May 2017 to 26 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.