Earl Shilton Building Society

• Principal Place of Business

  22 The Hollow

  Earl Shilton

  Leicestershire

  LE9 7NB

  UNITED KINGDOM

  Phone

  +4401455844422

  Web

  https://www.esbs.co.uk

• Complaints Contact

  22 The Hollow

  Leicester

  Leicestershire

  LE9 7NB

  UNITED KINGDOM

  Phone

  +4401455844422

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin John Rice

  IRN MJR01299

  • SMF9 Chair of the Governing Body (7 Mar 2016 to 13 Jul 2022)
  • CF2 Non Executive Director (1 Aug 2013 to 6 Mar 2016)
• Martyn Robert Jones

  IRN MXJ00408

  • [FCA CF] Material risk taker (since 4 Apr 2016)
• Michael David Patterson Turnbull

  IRN MDT01049

  • CF2 Non Executive Director (1 Dec 2001 to 11 Jul 2007)
• Neil David Adams

  IRN NDA01018

  • SMF2 Chief Finance (7 Mar 2016 to 1 Aug 2019)
  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF1 Director (28 Jul 2003 to 6 Mar 2016)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
• Neville Thompson

  IRN NXT01078

  • Responsible for Insurance Mediation (14 Jan 2005 to 26 Dec 2011)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF1 Director (1 Dec 2001 to 26 Dec 2011)
  • CF10 Compliance Oversight (1 Dec 2001 to 26 Dec 2011)
  • CF3 Chief Executive (1 Dec 2001 to 26 Dec 2011)
• Nicola Louise Startin

  IRN NXS38326

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Manager of certification employee (since 5 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 21 Mar 2016)
• Paul Edward Beardsmore

  IRN PEB01065

  • SMF14 Senior Independent Director (7 Mar 2016 to 14 Nov 2018)
  • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 30 Nov 2020)
  • CF2 Non Executive Director (1 Aug 2013 to 6 Mar 2016)
• Paul Tilley

  IRN PXT01260

  • Responsible for Insurance Distribution (1 Oct 2018 to 31 Oct 2024)
  • Responsibility for MCD Intermediation (27 Sep 2016 to 31 Oct 2024)
  • SMF1 Chief Executive (7 Mar 2016 to 31 Oct 2024)
  • SMF16 Compliance Oversight (7 Mar 2016 to 31 Oct 2024)
  • CF10 Compliance Oversight (22 Dec 2011 to 6 Mar 2016)
  • Responsible for Insurance Mediation (22 Dec 2011 to 30 Sep 2018)
  • CF1 Director (22 Dec 2011 to 6 Mar 2016)
  • CF3 Chief Executive (22 Dec 2011 to 6 Mar 2016)
• Richard Krasucki

  IRN RXK01123

  • CF2 Non Executive Director (2 Jan 2013 to 6 Mar 2016)
• Rupert Anthony Clarke

  IRN RAC01127

  • CF2 Non Executive Director (1 Dec 2001 to 9 Jul 2014)

No changes recorded yet.