Earl Shilton Building Society

• Principal Place of Business

  22 The Hollow

  Earl Shilton

  Leicestershire

  LE9 7NB

  UNITED KINGDOM

  Phone

  +4401455844422

  Web

  https://www.esbs.co.uk

• Complaints Contact

  22 The Hollow

  Leicester

  Leicestershire

  LE9 7NB

  UNITED KINGDOM

  Phone

  +4401455844422

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sally Ann Hunt

  IRN SAH01111

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 28 Feb 2023)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Mar 2016)
• Scott Devereux

  IRN SXD81380

  • SMF16 Compliance Oversight (since 5 Nov 2024)
  • Responsibility for MCD Intermediation (since 5 Nov 2024)
  • SMF1 Chief Executive (since 5 Nov 2024)
• Sheryl Arlene Frances Lawrence

  IRN SAL01097

  • SMF10 Chair of the Risk Committee (30 Aug 2019 to 6 May 2020)
• Stephen Thomas Wigfull

  IRN SXW13186

  • SMF2 Chief Finance (since 1 Aug 2019)
• Walter David Bowley

  IRN WDB01012

  • CF2 Non Executive Director (1 Dec 2001 to 14 Jul 2011)
• William Henry Summ

  IRN WHS01017

  • CF28 Systems and controls (1 Nov 2007 to 10 Jul 2013)
  • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
  • CF2 Non Executive Director (1 Dec 2001 to 10 Jul 2013)

No changes recorded yet.