Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (1 Oct 2018 to 31 Oct 2024)
- Responsibility for MCD Intermediation (27 Sep 2016 to 31 Oct 2024)
- SMF1 Chief Executive (7 Mar 2016 to 31 Oct 2024)
- SMF16 Compliance Oversight (7 Mar 2016 to 31 Oct 2024)
- CF10 Compliance Oversight (22 Dec 2011 to 6 Mar 2016)
- CF1 Director (22 Dec 2011 to 6 Mar 2016)
- Responsible for Insurance Mediation (22 Dec 2011 to 30 Sep 2018)
- CF3 Chief Executive (22 Dec 2011 to 6 Mar 2016)
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- CF11 Money Laundering Reporting (13 May 2009 to 1 Nov 2011)
- CF29 Significant management (1 Nov 2007 to 28 Dec 2011)
- CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Oct 2007)
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- CF11 Money Laundering Reporting (13 May 2009 to 1 Nov 2011)
- CF29 Significant management (1 Nov 2007 to 28 Dec 2011)
- Responsible for Insurance Mediation (26 Jan 2005 to 28 Dec 2011)
- CF17 Significant Mgt (Other Business Operations) (26 Jan 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.