Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Earl Shilton Building Society (no longer approved here)

    FRN 206078

    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Oct 2024)
    • Responsibility for MCD Intermediation (27 Sep 2016 to 31 Oct 2024)
    • SMF1 Chief Executive (7 Mar 2016 to 31 Oct 2024)
    • SMF16 Compliance Oversight (7 Mar 2016 to 31 Oct 2024)
    • CF10 Compliance Oversight (22 Dec 2011 to 6 Mar 2016)
    • CF1 Director (22 Dec 2011 to 6 Mar 2016)
    • Responsible for Insurance Mediation (22 Dec 2011 to 30 Sep 2018)
    • CF3 Chief Executive (22 Dec 2011 to 6 Mar 2016)
  • Market Harborough Building Society (no longer approved here)

    FRN 206041

    • CF11 Money Laundering Reporting (13 May 2009 to 1 Nov 2011)
    • CF29 Significant management (1 Nov 2007 to 28 Dec 2011)
    • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Oct 2007)
  • MARKET HARBOROUGH MORTGAGES LIMITED (no longer approved here)

    FRN 302731

    • CF11 Money Laundering Reporting (13 May 2009 to 1 Nov 2011)
    • CF29 Significant management (1 Nov 2007 to 28 Dec 2011)
    • Responsible for Insurance Mediation (26 Jan 2005 to 28 Dec 2011)
    • CF17 Significant Mgt (Other Business Operations) (26 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.