Earl Shilton Building Society

• Principal Place of Business

  22 The Hollow

  Earl Shilton

  Leicestershire

  LE9 7NB

  UNITED KINGDOM

  Phone

  +4401455844422

  Web

  https://www.esbs.co.uk

• Complaints Contact

  22 The Hollow

  Leicester

  Leicestershire

  LE9 7NB

  UNITED KINGDOM

  Phone

  +4401455844422

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Christopher Carvell

  IRN ACC01072

  • CF29 Significant management (1 Nov 2007 to 8 Jun 2015)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
• Alex Robinson

  IRN ACR01107

  • SMF9 Chair of the Governing Body (since 14 Jun 2022)
  • SMF13 Chair of the Nominations Committee (since 19 Nov 2020)
• Audrey Janette McNair

  IRN AJM01734

  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 14 Nov 2018)
  • SMF10 Chair of the Risk Committee (7 Mar 2016 to 31 Jul 2019)
  • CF2 Non Executive Director (19 Feb 2015 to 6 Mar 2016)
• Audrey Louise Green

  IRN ALG01016

  • CF1 Director (16 Sep 2011 to 30 Sep 2014)
  • CF29 Significant management (1 Nov 2007 to 30 Sep 2014)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
• Christopher Gordon Packham

  IRN CGP01037

  • CF2 Non Executive Director (1 Dec 2006 to 6 Mar 2016)
• Christopher John Newton

  IRN CJN01032

  • CF2 Non Executive Director (1 Dec 2001 to 16 Dec 2013)
• Christopher Ranald Greenwell

  IRN CXG00270

  • SMF14 Senior Independent Director (since 26 Jul 2024)
  • Director of firm who is not a certification employee or a SMF manager (1 Oct 2021 to 31 Jul 2024)
• Daniel Massoudi

  IRN DXM01084

  • [FCA CF] Functions requiring qualifications (5 Aug 2024 to 19 Feb 2025)
• Darren James Hickman

  IRN DJH01480

  • SMF10 Chair of the Risk Committee (since 24 Nov 2020)
• David Attenborough

  IRN DXA01177

  • CF28 Systems and controls (1 Nov 2007 to 28 Nov 2011)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.