Earl Shilton Building Society

• Principal Place of Business

  22 The Hollow

  Earl Shilton

  Leicestershire

  LE9 7NB

  UNITED KINGDOM

  Phone

  +4401455844422

  Web

  https://www.esbs.co.uk

• Complaints Contact

  22 The Hollow

  Leicester

  Leicestershire

  LE9 7NB

  UNITED KINGDOM

  Phone

  +4401455844422

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Richard Crooks

  IRN DRC01141

  • CF2 Non Executive Director (1 Oct 2009 to 16 Mar 2015)
• Dee McArdle

  IRN DXM38327

  • [FCA CF] Functions requiring qualifications (21 Mar 2016 to 31 Mar 2023)
• Dorothy Truman

  IRN DXT00324

  • [FCA CF] Manager of certification employee (since 3 Oct 2016)
• Edward Ernest Leonard King

  IRN EEK01003

  • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2004)
• Emma Louise York

  IRN EXY00023

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Apr 2023)
• Evvie Grace Woodley

  IRN EXW00295

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 5 Aug 2024)
• Helen Clare Stevens

  IRN HXS00435

  • Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2024)
• IAN DALE

  IRN IXD01177

  • SMF14 Senior Independent Director (13 Nov 2018 to 31 Jul 2024)
  • CF2 Non Executive Director (19 May 2015 to 6 Mar 2016)
• John Stables

  IRN JXS06116

  • SMF11 Chair of the Audit Committee (since 13 Nov 2018)
• Laura Jayne Mackie

  IRN LXM38325

  • SMF12 Chair of the Remuneration Committee (since 4 Dec 2020)
  • Director of firm who is not a certification employee or a SMF manager (1 Nov 2017 to 4 Dec 2020)

No changes recorded yet.