DWS Alternatives Global Limited

• Principal Place of Business

  45 Cannon Street

  London

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.dws.com/en-gb/capabilities/alternatives/

• Complaints Contact

  45 Cannon Street

  London

  United Kingdom

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Kalthoefer

  IRN TXK01193

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Feb 2019 to 8 Dec 2019)
• Thomas William Balfour Hyslop

  IRN TWH01031

  • CF30 Customer (7 Jul 2017 to 18 Sep 2018)
• Tilman-Claudius Richter

  IRN TXR01282

  • CF30 Customer (14 Feb 2011 to 2 May 2012)
• Tim Malonn

  IRN TXM02042

  • CF30 Customer (1 Mar 2016 to 16 Oct 2016)
• Timothy Alexander Floyd

  IRN TAF01030

  • CF30 Customer (22 Dec 2011 to 31 May 2013)
• Timothy Grant Legge

  IRN TGL01012

  • CF30 Customer (1 Nov 2007 to 20 Feb 2014)
  • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
• Timothy Kennett

  IRN TRK01024

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Mar 2022)
  • CF30 Customer (6 Sep 2018 to 8 Dec 2019)
• Timothy Martin

  IRN TXM00417

  • [FCA CF] Client dealing (26 Sep 2022 to 15 May 2024)
• Timothy Neil Gascoigne

  IRN TNG01002

  • CF30 Customer (31 Aug 2017 to 24 Apr 2019)
• Tobias Muente

  IRN TXM01457

  • CF30 Customer (25 Jul 2008 to 26 Mar 2010)

No changes recorded yet.