Timothy Neil Gascoigne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Alternative Investments Limited

    FRN 170423

    • [FCA CF] Client dealing (since 22 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 26 Jan 2012)
    • CF29 Significant management (1 Nov 2007 to 26 Jan 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Oct 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Strata Global Limited (no longer approved here)

    FRN 563834

    • CF30 Customer (2 Feb 2021 to 3 Aug 2022)
    • CF1 Director (AR) (2 Feb 2021 to 3 Aug 2022)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF30 Customer (31 Aug 2017 to 24 Apr 2019)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (15 Oct 2013 to 24 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.