DSMA Ltd

• Principal Place of Business

  23-24 Crighton Place

  Edinburgh

  Midlothian

  EH7 4NY

  UNITED KINGDOM

  Phone

  +4401315557111

  Web

  https://www.leithmortgagecentre.co.uk

• Complaints Contact

  23-24 Crighton Place

  Edinburgh

  Midlothian

  EH7 4NY

  UNITED KINGDOM

  Phone

  +4401315557111

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Angela McDonald

  IRN AXM02477

  • 17. Administrative functions in relation to managing investments
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 3 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 3 Nov 2020)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 1 May 2018)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Aug 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Aug 2024)
  • CF11 Money Laundering Reporting (12 Jul 2018 to 8 Dec 2019)
  • CF30 Customer (12 Jul 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 May 2018 to 30 Sep 2018)
  • CF29 Significant management (1 May 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 May 2018 to 8 Dec 2019)
• David John Barnes

  IRN DJB01680

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 26 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
  • [FCA CF] Manager of certification employee (since 30 Nov 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 May 2018 to 8 Dec 2019)
• Eithne May Freda Harris

  IRN EXH00178

  • [FCA CF] Functions requiring qualifications (1 Nov 2022 to 8 Sep 2023)
• Kenneth Edward Mantle

  IRN KXM01897

  • [FCA CF] Functions requiring qualifications (11 Jan 2021 to 15 Jul 2022)
• Matthew Christopher Leigh Baker

  IRN MXB00395

  • [FCA CF] Functions requiring qualifications (12 Apr 2021 to 16 Feb 2023)
• Milena Rynczuk

  IRN MXR02814

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 6 May 2024)
  • [FCA CF] Functions requiring qualifications (30 Nov 2020 to 1 Sep 2021)
  • CF1 Director (1 May 2018 to 5 Dec 2019)
• Stephanie Robertson

  IRN SXR00205

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 27 Feb 2023)
• Stephen William Pearson

  IRN SXP00275

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 6 Oct 2021)
• Susie Coventry

  IRN SEC01111

  • [FCA CF] Functions requiring qualifications (30 Nov 2020 to 1 Apr 2021)
  • CF1 Director (1 May 2018 to 5 Dec 2019)

No changes recorded yet.