Angela McDonald

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DSMA Ltd

    FRN 795384

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 17. Administrative functions in relation to managing investments
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 3 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2020)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 May 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Aug 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Aug 2024)
    • CF11 Money Laundering Reporting (12 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (12 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2018 to 8 Dec 2019)
    • CF29 Significant management (1 May 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 May 2018 to 30 Sep 2018)
  • Mary Henderson (no longer approved here)

    FRN 475683

    • CF30 Customer (1 Feb 2016 to 10 May 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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