Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DSMA Ltd
FRN 795384
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 26 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jul 2024)
- [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
- [FCA CF] Manager of certification employee (since 30 Nov 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 May 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.