Date authorised
2 November 2016
Companies House
09240825
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    City Of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442072821000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    City Of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442072821000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laksh Gupta

    IRN LXG00366

    • [FCA CF] Client dealing (since 13 Sep 2024)
  • Laura Finnerty

    IRN LXF89705

    • [FCA CF] Client dealing (since 21 Aug 2024)
  • Laura Pozzetti

    IRN LXP00247

    • [FCA CF] Proprietary trader (14 Jul 2021 to 20 Jun 2022)
  • Lawrence Hume

    IRN LCH01032

    • [FCA CF] Proprietary trader (8 Sep 2021 to 9 Sep 2021)
    • [FCA CF] Client dealing (8 Sep 2021 to 24 Jun 2025)
  • Leonardo Marroni

    IRN LXM01380

    • [FCA CF] Client dealing (22 Jan 2025 to 18 Dec 2025)
  • Liliya Sharifzyanova

    IRN LXS00428

    • [FCA CF] Proprietary trader (7 Sep 2022 to 8 Sep 2022)
    • [FCA CF] Client dealing (7 Sep 2022 to 10 Mar 2025)
  • Loan Daniel Dewaele

    IRN LXD21849

    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Lucas Duarte

    IRN LXD00312

    • [FCA CF] Client dealing (2 Aug 2023 to 17 Oct 2024)
  • Ludovic Mathys

    IRN LXM00501

    • [FCA CF] Client dealing (since 20 Dec 2024)
  • Luke John Ryan

    IRN LXR00163

    • [FCA CF] Client dealing (10 Jan 2025 to 10 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.