Laura Finnerty

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DRW GLOBAL MARKETS LTD
FRN 746273
- [FCA CF] Client dealing (since 21 Aug 2024)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 31 Dec 2022)
- [FCA CF] Client dealing (14 Apr 2021 to 13 Aug 2024)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Client dealing (24 Sep 2019 to 23 Mar 2021)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Client dealing (24 Sep 2019 to 23 Mar 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.