Lawrence Hume

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DRW GLOBAL MARKETS LTD (no longer approved here)

    FRN 746273

    • [FCA CF] Client dealing (8 Sep 2021 to 24 Jun 2025)
    • [FCA CF] Proprietary trader (8 Sep 2021 to 9 Sep 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (9 Sep 2019 to 28 Jul 2021)
    • [FCA CF] Algorithmic trading (7 Sep 2016 to 28 Jul 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 28 Jul 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 28 Jul 2021)
    • CF30 Customer (13 Mar 2015 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (9 Sep 2019 to 28 Jul 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 28 Jul 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 28 Jul 2021)
    • [FCA CF] Algorithmic trading (7 Sep 2016 to 28 Jul 2021)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (5 Aug 2014 to 28 Feb 2015)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (5 Aug 2014 to 28 Feb 2015)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF30 Customer (9 Feb 2011 to 1 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.