DRW GLOBAL MARKETS LTD

• Principal Place of Business

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

  Web

  https://www.drw.com

• Complaints Contact

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John William Brooks

  IRN JWB01182

  • [FCA CF] Manager of certification employee (since 31 Oct 2023)
• Johnathan Inkley

  IRN JXI00027

  • [FCA CF] Algorithmic trading (9 Dec 2019 to 14 Apr 2023)
• Jolie Zhi Yi Fong

  IRN JXZ00103

  • [FCA CF] Client dealing (since 15 Apr 2026)
• Jolyon Kelleher

  IRN JXK71632

  • [FCA CF] Client dealing (since 16 Dec 2022)
• Jonah Van Bourg

  IRN JKV01007

  • [FCA CF] Client dealing (11 Jan 2022 to 14 Apr 2023)
  • [FCA CF] Proprietary trader (11 Jan 2022 to 12 Jan 2022)
• Jonathan Raymond

  IRN JXR00358

  • [FCA CF] Algorithmic trading (9 Dec 2019 to 25 Mar 2024)
• Joseph Casino

  IRN JXC01089

  • [FCA CF] Client dealing (9 Jan 2023 to 1 Nov 2023)
• Joseph Emson

  IRN JXE08623

  • [FCA CF] Client dealing (since 28 Aug 2023)
• Josh SEKHON

  IRN JXS01098

  • [FCA CF] Client dealing (since 19 Sep 2023)
• Joshua Coutinho

  IRN JXC00601

  • [FCA CF] Algorithmic trading (20 Jan 2020 to 18 Mar 2022)

No changes recorded yet.