DRW GLOBAL MARKETS LTD

• Principal Place of Business

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

  Web

  https://www.drw.com

• Complaints Contact

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joshua Oliver Kaye

  IRN JXK00702

  • [FCA CF] Client dealing (since 21 Aug 2024)
• Jude Horner

  IRN JXH01345

  • [FCA CF] Client dealing (20 May 2024 to 30 Sep 2024)
• Kacper Micek

  IRN KXM00566

  • [FCA CF] Client dealing (since 25 Apr 2025)
• Kalon John Jarvis

  IRN KXJ00085

  • [FCA CF] Client dealing (12 Apr 2023 to 2 Apr 2026)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 13 Apr 2023)
• Karna Agrawal

  IRN KXA00287

  • [FCA CF] Client dealing (28 Feb 2023 to 21 Mar 2025)
• Kartik Patekar

  IRN KXP00251

  • [FCA CF] Proprietary trader (9 Apr 2021 to 2 Sep 2022)
• Kevin Barret Kroeger

  IRN KBK01016

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
  • CF1 Director (2 Nov 2016 to 8 Dec 2019)
• Kevin Kao

  IRN KXK00517

  • [FCA CF] Client dealing (since 15 Sep 2025)
• Kingshuk Bhattacharyya

  IRN KXB00246

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
• Konstantin Bronshteyn

  IRN KXB11817

  • [FCA CF] Client dealing (21 Apr 2023 to 21 Aug 2023)

No changes recorded yet.