DNB Bank ASA

• Principal Place of Business

  D N B Bank A S A

  The Walbrook Building

  25 Walbrook

  London

  City Of London

  EC4N 8AF

  UNITED KINGDOM

  Phone

  +442076216070

  Web

  https://www.dnb.no/en

• Complaints Contact

  D N B Bank A S A

  The Walbrook Building

  25 Walbrook

  London

  City Of London

  EC4N 8AF

  UNITED KINGDOM

  Phone

  +442076211111

• Bank Deposits

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Loan Servicing

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sonia Benhamida

  IRN SXB44433

  • [FCA CF] Client dealing (2 Oct 2017 to 12 Feb 2021)
• Sten Wilhelm Forshufvud

  IRN SWF01033

  • CF30 Customer (26 Nov 2014 to 6 Mar 2016)
• Steven Andrew Joseph Hemmings

  IRN SAH00103

  • [FCA CF] Client dealing (since 1 Mar 2026)
• Stuart Fidler

  IRN SJF01131

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • CF29 Significant management (6 Jan 2014 to 6 Mar 2016)
  • CF30 Customer (2 Nov 2012 to 6 Mar 2016)
• Terje Turnes

  IRN TXT01191

  • SMF19 Head of Overseas Branch/Head of Overseas (30 Jun 2023 to 22 Aug 2023)
  • [FCA CF] Significant management (5 Dec 2017 to 31 Jul 2023)
  • CF29 Significant management (14 Jul 2010 to 10 Nov 2010)
  • CF10 Compliance Oversight (29 Jul 2005 to 1 Sep 2006)
  • CF3 Chief Executive (29 Jul 2005 to 3 Sep 2008)
  • CF9 EEA Investment Business Oversight (29 Jul 2005 to 5 Aug 2008)
• Theodore Spencer Jadick

  IRN TSJ01009

  • CF29 Significant management (1 Nov 2007 to 1 Sep 2010)
  • CF30 Customer (1 Nov 2007 to 1 Sep 2010)
  • CF23 Corporate Finance Adviser (7 Jul 2004 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (23 Dec 2003 to 31 Oct 2007)
• Therdthai Jo Jo Thirasilpa

  IRN JXT01290

  • CF30 Customer (6 Aug 2014 to 6 Mar 2016)
• Thor Andre Lunder

  IRN TAL01055

  • CF30 Customer (6 Apr 2011 to 1 Mar 2012)
• Thor Andre Lunder

  IRN TXL00237

  • [FCA CF] Client dealing (since 1 Sep 2023)
• Tomi Railo

  IRN TMR01032

  • [FCA CF] Client dealing (since 7 Jan 2019)

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