DNB Bank ASA

• Principal Place of Business

  D N B Bank A S A

  The Walbrook Building

  25 Walbrook

  London

  City Of London

  EC4N 8AF

  UNITED KINGDOM

  Phone

  +442076216070

  Web

  https://www.dnb.no/en

• Complaints Contact

  D N B Bank A S A

  The Walbrook Building

  25 Walbrook

  London

  City Of London

  EC4N 8AF

  UNITED KINGDOM

  Phone

  +442076211111

• Bank Deposits

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Loan Servicing

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tony Samuelsen

  IRN TXS01239

  • CF9 EEA Investment Business Oversight (24 Oct 2002 to 31 Jul 2005)
  • CF10 Compliance Oversight (24 Oct 2002 to 31 Jul 2005)
  • CF3 Chief Executive (24 Oct 2002 to 31 Jul 2005)
• Tor Christian Skiaker Mælen

  IRN TXM00543

  • [FCA CF] Client dealing (since 12 Feb 2024)
• Trine Loe

  IRN TXL01246

  • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 1 Sep 2016)
  • CF29 Significant management (1 Mar 2011 to 6 Mar 2016)
• Tristan David

  IRN TXD00214

  • [FCA CF] Client dealing (5 Sep 2022 to 23 Feb 2024)
• Victor Johan Ahlstrom

  IRN VJA01017

  • CF30 Customer (14 Oct 2013 to 6 Mar 2016)
• William Edward McLean

  IRN WXM00147

  • [FCA CF] Client dealing (since 26 Sep 2022)
• William Fawcett

  IRN WXF00019

  • [FCA CF] Client dealing (21 Sep 2020 to 1 Feb 2021)
• andrew ogilvie

  IRN AXO00198

  • [FCA CF] Significant management (since 19 Oct 2020)
• astri holta

  IRN AXH00754

  • [FCA CF] Client dealing (2 Feb 2022 to 15 Jul 2022)
• dexter biddlecombe

  IRN DXB00685

  • [FCA CF] Client dealing (since 24 Jan 2022)

No changes recorded yet.