Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF19 Head of Overseas Branch/Head of Overseas (30 Jun 2023 to 22 Aug 2023)
- [FCA CF] Significant management (5 Dec 2017 to 31 Jul 2023)
- CF29 Significant management (14 Jul 2010 to 10 Nov 2010)
- CF10 Compliance Oversight (29 Jul 2005 to 1 Sep 2006)
- CF3 Chief Executive (29 Jul 2005 to 3 Sep 2008)
- CF9 EEA Investment Business Oversight (29 Jul 2005 to 5 Aug 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.