DNB Bank ASA

• Principal Place of Business

  D N B Bank A S A

  The Walbrook Building

  25 Walbrook

  London

  City Of London

  EC4N 8AF

  UNITED KINGDOM

  Phone

  +442076216070

  Web

  https://www.dnb.no/en

• Complaints Contact

  D N B Bank A S A

  The Walbrook Building

  25 Walbrook

  London

  City Of London

  EC4N 8AF

  UNITED KINGDOM

  Phone

  +442076211111

• Bank Deposits

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Loan Servicing

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Christer Westesson

  IRN PCW01081

  • CF29 Significant management (19 Aug 2014 to 6 Mar 2016)
  • CF30 Customer (19 Aug 2014 to 6 Mar 2016)
• Paul Matthew Todd

  IRN PMT01071

  • CF11 Money Laundering Reporting (4 Jun 2007 to 30 Jan 2012)
  • CF10 Compliance Oversight (4 Jun 2007 to 5 Aug 2008)
• Pei Fen Lim

  IRN PFL01028

  • CF30 Customer (1 Oct 2010 to 31 Dec 2010)
• Peter Lindmark

  IRN BPL01019

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (20 Feb 2012 to 6 Mar 2016)
• Peter Lorentz Cassizzi

  IRN PXC00420

  • SMF16 Compliance Oversight (since 30 Jun 2023)
• Philippe Bonnet

  IRN PXB01373

  • [FCA CF] Client dealing (since 19 Sep 2019)
• Prerit Ahuja

  IRN PXA44431

  • [FCA CF] Client dealing (since 7 Mar 2016)
• Ramzy Bunnya

  IRN RXB01018

  • [FCA CF] Client dealing (since 31 Jan 2025)
• Reidun Tysseland

  IRN RXT01532

  • CF29 Significant management (29 Jul 2013 to 31 Dec 2013)
  • CF30 Customer (6 Mar 2012 to 6 Mar 2016)
• Richard Edward Ford

  IRN REF01020

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 28 Nov 2018)
  • CF11 Money Laundering Reporting (30 Jun 2014 to 6 Mar 2016)

No changes recorded yet.