DNB Bank ASA

• Principal Place of Business

  D N B Bank A S A

  The Walbrook Building

  25 Walbrook

  London

  City Of London

  EC4N 8AF

  UNITED KINGDOM

  Phone

  +442076216070

  Web

  https://www.dnb.no/en

• Complaints Contact

  D N B Bank A S A

  The Walbrook Building

  25 Walbrook

  London

  City Of London

  EC4N 8AF

  UNITED KINGDOM

  Phone

  +442076211111

• Bank Deposits

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Loan Servicing

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Frost

  IRN RDF01027

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (23 Dec 2014 to 6 Mar 2016)
• Richard Guy Stephen Martin

  IRN RXM01298

  • [FCA CF] Client dealing (since 1 Mar 2026)
• Richard Hall

  IRN RJH01196

  • [FCA CF] Client dealing (5 Jun 2017 to 19 Dec 2025)
• Rudy Jean-Paul Hassam

  IRN RJH01459

  • CF29 Significant management (29 Jul 2013 to 1 May 2015)
• Rune Majlund Dahl

  IRN RMD01108

  • [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2021)
  • CF30 Customer (6 Jan 2011 to 6 Mar 2016)
• Sampsa Iikka Karhunen

  IRN SIK01011

  • CF30 Customer (1 Oct 2010 to 3 Jul 2015)
• Sheena Shaikh

  IRN SXS05606

  • [FCA CF] Significant management (since 1 Apr 2025)
• Silu Ren

  IRN SXR00489

  • [FCA CF] Client dealing (10 May 2021 to 10 Dec 2023)
  • [FCA CF] Material risk taker (9 May 2021 to 10 May 2021)
• Simen Wiedswang

  IRN SXW00674

  • [FCA CF] Client dealing (since 5 Sep 2022)
• Sindre Vaseng Skaldehaug

  IRN SXS05722

  • [FCA CF] Client dealing (since 29 Sep 2025)

No changes recorded yet.