Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
D N B Bank A S AThe Walbrook Building25 WalbrookLondonCity Of LondonEC4N 8AFUNITED KINGDOM- Phone
- +442076216070
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Complaints Contact
D N B Bank A S AThe Walbrook Building25 WalbrookLondonCity Of LondonEC4N 8AFUNITED KINGDOM- Phone
- +442076211111
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Loan Servicing
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- · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Monty Scott Montelius
IRN MSM01101
- CF30 Customer (7 Oct 2008 to 30 Jul 2010)
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Morten Jacobsen
IRN MHJ01021
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2010 to 6 Mar 2016)
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Morten Pharo Halle
IRN MPH01137
- CF30 Customer (4 Apr 2011 to 6 Mar 2016)
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Morten Venold
IRN MXV01199
- CF30 Customer (11 Dec 2009 to 27 May 2011)
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Nicholas James Howells
IRN NJH01084
- CF30 Customer (18 Jan 2012 to 30 Nov 2013)
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Nigel King
IRN NJK01030
- [FCA CF] Client dealing (since 12 Mar 2018)
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Nikolaos Papanestis
IRN NXP44429
- [FCA CF] Client dealing (7 Mar 2016 to 7 Mar 2021)
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Oscair McGrath
IRN OXM00011
- [FCA CF] Client dealing (6 Feb 2020 to 18 Jun 2021)
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Padraig Harrington
IRN PXH01642
- [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2023)
- CF30 Customer (23 May 2013 to 6 Mar 2016)
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Patrick Irwin
IRN PXI44430
- [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.