Nicholas James Howells

• St. James's Place Wealth Management Plc

  FRN 195351

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF4 Partner (AR) (since 10 Feb 2017)
  • CF30 Customer (since 1 Oct 2015)
• Nick Howells Wealth Management

  FRN 718435

  • (2)Employed By (since 1 Oct 2015)
• DNB Bank ASA (no longer approved here)

  FRN 204731

  • CF30 Customer (18 Jan 2012 to 30 Nov 2013)
• Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)

  FRN 124943

  • CF30 Customer (2 Aug 2010 to 10 Nov 2011)
• JPMorgan Chase Bank, National Association (no longer approved here)

  FRN 124491

  • CF21 Investment Adviser (22 Jan 2004 to 25 May 2004)
• J.P. Morgan Securities plc (no longer approved here)

  FRN 155240

  • CF21 Investment Adviser (22 Jan 2004 to 25 May 2004)
  • CF22 Investment Adviser (Trainee) (1 May 2003 to 22 Jan 2004)
• Morgan Stanley Investment Management Limited (no longer approved here)

  FRN 121920

  • CF27 Investment Management (1 Dec 2001 to 28 Jun 2002)

No changes recorded yet.