Date authorised
21 July 2020
Companies House
10619493
Last scraped
6 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    D N A Financial Solutions
    Holroyds Mill
    Old Lane
    Halifax
    Calderdale
    HX3 5WQ
    UNITED KINGDOM
    Phone
    +4401422557240
  • Complaints Contact

    D N A Financial Solutions
    Holroyds Mill
    Old Lane
    Halifax
    Calderdale
    HX3 5WQ
    UNITED KINGDOM
    Phone
    +4401422557240

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Smale

    IRN GXS00151

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Jul 2023)
  • Hannie Mason

    IRN HXR00044

    • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 30 Jun 2021)
  • Hugh Spillane

    IRN HXS00365

    • SMF16 Compliance Oversight (since 13 Feb 2024)
    • Responsible for Insurance Distribution (since 13 Feb 2024)
    • Responsibility for MCD Intermediation (since 13 Feb 2024)
    • SMF3 Executive Director (since 21 Apr 2023)
  • Jack Cunningham

    IRN JXC00878

    • [FCA CF] Functions requiring qualifications (29 Apr 2022 to 21 Oct 2022)
  • Jade Hunt

    IRN JXH86205

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Dec 2022)
  • Joe Duffy Jones

    IRN JXJ00084

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2025)
  • Jonathan Ashley Waterton

    IRN JAW01356

    • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 17 Oct 2022)
  • Jonathan Dunn

    IRN JXD00958

    • SMF3 Executive Director (6 Dec 2024 to 7 Nov 2025)
  • Katie Dawes

    IRN KXD00283

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
  • Leighann Parry

    IRN LXP00261

    • [FCA CF] Functions requiring qualifications (6 Jun 2022 to 16 Feb 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.