Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2022)
    • Responsibility for MCD Intermediation (since 20 Apr 2022)
    • Responsible for Insurance Distribution (since 20 Apr 2022)
    • SMF16 Compliance Oversight (since 20 Apr 2022)
    • SMF3 Executive Director (since 20 Apr 2022)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • Appointed representative dealing with clients for which they require qualification (15 Jul 2021 to 14 Apr 2022)
    • CF1 Director (AR) (8 Jul 2021 to 20 Apr 2022)
  • DNA Financial Solutions Limited (no longer approved here)

    FRN 926435

    • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 30 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.