Direct Life and Pension Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Emma Louise Hollingworth
IRN ELH01022
- SMF3 Executive Director (since 16 Apr 2025)
- Responsible for Insurance Distribution (since 16 Apr 2025)
- SMF1 Chief Executive (since 16 Apr 2025)
Eric Donald Wright Morton
IRN EDM00008
- CF4 Partner (AR) (31 Oct 2004 to 1 Jan 2006)
Ewan Hutton
IRN EXH78312
- Director of firm who is not a certification employee or a SMF manager (21 Jun 2023 to 2 Oct 2024)
Gary Francis Cook
IRN GFC00001
- CF1 Director (AR) (13 May 2005 to 1 Jan 2006)
Geoffrey Thompson
IRN GXT00024
- CF4 Partner (AR) (1 Dec 2005 to 1 Jan 2006)
Graham Anthony Allsop
IRN GAA01031
- CF1 Director (AR) (26 Oct 2005 to 1 Jan 2006)
Helen Jackson
IRN HXJ00011
- CF4 Partner (AR) (9 Nov 2004 to 1 Jan 2006)
Helene Henderson
IRN HXH01132
- CF4 Partner (AR) (31 Oct 2004 to 17 Oct 2005)
Iain Lloyd Clark
IRN ILC01015
- SMF3 Executive Director (21 Feb 2022 to 11 Nov 2022)
James Lloyd Mielczarek
IRN JLM01129
- CF1 Director (AR) (29 Oct 2004 to 1 Jan 2006)

Smaller firms operating under this firm's FCA authorisation.

Philip Lee (no longer appointed)
FRN 410591 · Appointed 31 Oct 2004 · Until 1 Jan 2006
Platina Limited (no longer appointed)
FRN 410531 · Appointed 31 Oct 2004 · Until 1 Jan 2006
Platinum The Estate Agents Ltd (no longer appointed)
FRN 410527 · Appointed 31 Oct 2004 · Until 1 Jan 2006
Professional Mortgage Advisers Ltd (no longer appointed)
FRN 410526 · Appointed 31 Oct 2004 · Until 1 Jan 2006
Roger Marsh (no longer appointed)
FRN 410596 · Appointed 31 Oct 2004 · Until 30 Apr 2006
Sam Jenkins Investment Services (no longer appointed)
FRN 410589 · Appointed 31 Oct 2004 · Until 13 Jan 2005
Samuel Alan Adair (no longer appointed)
FRN 410593 · Appointed 31 Oct 2004 · Until 1 Jan 2006
St James's Mortgages (no longer appointed)
FRN 410588 · Appointed 31 Oct 2004 · Until 25 Jan 2006
Stuart Rothwell Mortgages (no longer appointed)
FRN 410592 · Appointed 31 Oct 2004 · Until 1 Jan 2006
Sunrise Mortgages (no longer appointed)
FRN 410558 · Appointed 31 Oct 2004 · Until 19 Aug 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.