Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2020)
    • Responsibility for MCD Intermediation (since 16 Oct 2020)
    • Responsible for Insurance Distribution (since 16 Oct 2020)
    • SMF16 Compliance Oversight (since 16 Oct 2020)
    • SMF3 Executive Director (since 16 Oct 2020)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Dec 2020)
    • CF1 Director (AR) (16 May 2018 to 17 Dec 2020)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (1 Jan 2006 to 23 May 2018)
  • Chetwood Lloyd Ltd (no longer approved here)

    FRN 410536

    • Employed By (31 Oct 2004 to 17 Dec 2020)
  • Direct Life and Pension Services Limited (no longer approved here)

    FRN 155312

    • CF1 Director (AR) (29 Oct 2004 to 1 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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