Geoffrey Thompson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Finance Brokers Limited (no longer approved here)
FRN 313537
- CF1 Director (AR) (11 Jun 2010 to 22 Aug 2011)
Advance Mortgage Funding Limited (no longer approved here)
FRN 305008
- CF4 Partner (AR) (1 Jan 2006 to 1 Jan 2006)
Direct Life and Pension Services Limited (no longer approved here)
FRN 155312
- CF4 Partner (AR) (1 Dec 2005 to 1 Jan 2006)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (25 Sep 2003 to 30 Aug 2004)
- CF22 Investment Adviser (Trainee) (2 May 2003 to 25 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.