Dimensional Fund Advisors Ltd.

• Principal Place of Business

  Dimensional Fund Advisors Ltd.

  20 Triton Street

  Regents Place

  London

  NW1 3BF

  UNITED KINGDOM

  Phone

  +442030333300

  Web

  https://www.dimensional.com

• Complaints Contact

  Dimensional Fund Advisors Ltd.

  20 Triton Street

  Regents Place

  London

  NW1 3BF

  UNITED KINGDOM

  Phone

  +442030333300

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Limited to ICVC box management activities.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Andrew Gordon Cain

  IRN AGC01125

  • CF1 Director (1 Oct 2009 to 5 Sep 2013)
  • CF3 Chief Executive (1 Oct 2009 to 5 Sep 2013)
• Andrew William Taylor

  IRN AWT01048

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 Aug 2012 to 8 Dec 2019)
• Anthony George Clifton Rossdale

  IRN AGR01026

  • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Apr 2005 to 1 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2004 to 1 Oct 2007)
  • CF13 Finance (1 Nov 2004 to 31 Oct 2007)
• Archit Soni

  IRN AXS04423

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
  • CF30 Customer (31 Mar 2016 to 8 Dec 2019)
• Arda Veysi

  IRN AXV00310

  • [FCA CF] Client dealing (since 10 Apr 2026)
• Arthur Howard Faris Barlow

  IRN AHB01053

  • CF3 Chief Executive (17 Sep 2013 to 1 Jul 2018)
  • CF1 Director (17 Sep 2013 to 1 Jul 2018)
  • CF27 Investment Management (1 Dec 2001 to 30 Jul 2002)
• Badreddine Belhouachi

  IRN BXB00122

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2026)
• Ben Daley

  IRN BXD00209

  • [FCA CF] Client dealing (21 Feb 2023 to 2 Nov 2023)
• Ben Sutton

  IRN BXS00497

  • [FCA CF] Client dealing (since 5 Jun 2024)
• Ben Walker

  IRN BXW00211

  • [FCA CF] Manager of certification employee (since 1 Oct 2025)
  • [FCA CF] Client dealing (since 6 Jul 2022)

No changes recorded yet.