Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dimensional Fund Advisors Ltd. (no longer approved here)

    FRN 150100

    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Apr 2005 to 1 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2004 to 1 Oct 2007)
    • CF13 Finance (1 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.